Candice Richards joined MidOcean Partners as a Compliance Officer in 2013. Previously, Mrs. Richards was a Compliance Officer at Gresham Investment Management LLC, a financial investment advisory firm. Prior to this, Mrs. Richards was a Compliance Associate at Oppenheimer & Co. Inc. Mrs. Richards is responsible for implementing ESG initiatives across the Firm, and is a member of the Firm’s ESG Committee and Pricing/Valuation Committee. She is admitted to the New York State and State of Connecticut Bar.

Recent Speaking Engagements

  • September 2020: Private Debt Investor, New York Forum: "ESG in Private Debt and Responsible Lending"
  • May 2018: Private Fund Compliance Forum 2018: "Strategies for Marrying ESG Implementation and Compliance"
  • New York University, B.A.
  • University of Miami School of Law, J.D.

Candice Richards
Compliance Officer, Principal

  • Compliance