Candice Richards joined MidOcean Partners as a Compliance Officer in 2013. Previously, Mrs. Richards was a Compliance Officer at Gresham Investment Management LLC, a financial investment advisory firm. Prior to this, Mrs. Richards was a Compliance Associate at Oppenheimer & Co. Inc. Mrs. Richards is responsible for implementing ESG initiatives across the Firm, and is a member of the Firm’s ESG Committee and Pricing/Valuation Committee. She is admitted to the New York State and State of Connecticut Bar.

Recent Speaking Engagements

  • April 2021: Opal Group Celebrating Women in Structured Finance & Fintech 2021: Cultivating the Next Generation of Women Leaders
  • April 2021: Alternative Credit Council Global Virtual Summit 2021: “ESG for Private Markets: Tackling Operational Challenges”
  • March 2021: Private Equity International, Responsible Investment Forum 2021: “Good Sustainability Reporting”
  • December 2020: Opal Group - CLO Summit 2020: "ESG and Impact CLOs"
  • October 2020: UCITS and AIFMD for US Managers - New York: "Impact of Global Crises on ESG in Europe"
  • September 2020: Private Debt Investor, New York Forum: "ESG in Private Debt and Responsible Lending"
  • May 2018: Private Fund Compliance Forum 2018: "Strategies for Marrying ESG Implementation and Compliance"
EDUCATION
  • New York University, B.A.
  • University of Miami School of Law, J.D.

Candice Richards
Compliance Officer, Managing Director

Business
  • Compliance
  • ESG